Job Description

CornerStone Professional Placement is partnered with a leading financial services firm in Fort Worth that has a strong reputation for serving the military community. We're seeking a detail-oriented Compliance Specialist to join their team on a contract basis. This is a hybrid remote role with equipment provided.

If you have at least 2 years of experience in banking compliance and thrive in a fast-paced, accuracy-driven environment, this is a great opportunity to get your foot in the door with a respected organization that strives to make a difference. Apply today!

Job Title: Compliance Specialist

Location: Hybrid Remote (In Office: Tuesday to Thursday), Fort Worth, TX

Pay Range: $34/hr. - $38/hr. BOE

Schedule: M-F, 8AM to 5PM CST

WFH Equipment: Provided!

Job Duration: Long-Term Contract

Job Duties:

• Monitor and maintain tracking systems for regulatory disclosures tied to employee investment activity
• Communicate with internal stakeholders to verify external financial account details
• Draft and distribute regulatory correspondence (e.g., 3010 Letters) to third-party financial institutions
• Review and digitize physical statements from non-affiliated brokerage firms
• Manage account disclosures by consolidating data and coordinating with external firms to establish or enhance data feeds
• Collaborate with Compliance leadership to support policy development related to employee trading and account reporting
• Participate in recurring team discussions focused on operational compliance processes
• Evaluate and interpret data collected from disclosed investment accounts for risk and policy alignment
• Contribute to enhancements of internal compliance tools, including portal forms and automated workflows
• Prepare recurring reports and assist in the compilation of metrics relevant to account oversight
• Support broader compliance tasks as needed across team initiatives

Job Requirements:

• 2+ years in the general financial service industry or insurance industry experience
• Compliance banking experience HIGHLY preferred
• High attention to detail, ability to multitask, and excellent written/verbal communication skills
• Ability to work in-office Tuesday to Thursday in Fort Worth, TX
• Intermediate to advanced proficiency in Microsoft Word and Excel

Education & Certification Requirements:

• Education: High school diploma or equivalent required; degree preferred
• Certifications: Series 6, Series 99, or 26 HIGHLY preferred

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